Risk

1 day ago

A season's compendium of compliance reminders from Hong Kong

A selection of governance risk and compliance areas of interest to firms operating globally but located in Asia

2 days ago

Anti-Bribery and Corruption Best Practice (CGRC Online Training)

Overview of key risks, outline regulatory frameworks, practical guidance for Firms on Anti-Bribery Corruption, Training, Best Practice

Sep 19

Expert Network Service Support: Asia

Expert Network connections need to be subject to compliance oversight. We can assist by providing live support.

Nov 20, 2023

Ongoing Climate Training - One year on from SFC implementation deadline

Climate 101 Key Training for Managers and Analysts. Summary of course content and why firms need to training thier analysts and managers

Oct 10, 2023

BRMQ 2024 - Business Risk Questionnaires

Please be reminded that there is an updated BRMQ for year ends starting from 30th November 2023 with a number of new questions. Business...

Oct 4, 2023

Climate 101 for Managers and Analysts - New Course Launch

Launch of a new course that covers climate essentials for managers and analysts – Climate 101 for Managers and Analysts

Mar 24, 2023

AML Updates for regulated firms in Hong Kong

Updates to Anti-Money Laundering and Counterterrorist Financing for SFC regulated firms in Hong Kong in 2023, Summary of SFC circulars, FATF

Jan 17, 2023

GRC 2023 - Annual Check Up

A collection of housekeeping matters for regulated firms in Hong Kong Cognitive GRC Limited (website) is a leading provider of Governance...

Nov 1, 2022

Virtual Asset Regulation - Hong Kong

[Extracted from our Client Update on issues relating to the Money Laundering Reporting Officers (MLRO), Manager in Charge (MIC) for...

Nov 1, 2022

Quarter 3 2022 - HK MLRO Update

Introduction This quarters update was slightly delayed in anticipation of the FATF plenary in October, but we also wanted to cover the...

Jun 21, 2022

Operational Resilience in 2022 Holding it together

Operational Resilience, Exit Plans, Contingency, Continuity, Cybersecurity, Data Loss, Incident Response Plan

Jun 21, 2022

Climate Risk Management for SFC regulated asset manangers

Insert - Poolebeg WastetoEnergy (centre left) incinerator along side chimney stacks of traditional power station (centre right)....

Feb 23, 2022

BRMQ 2022 - SFC Annual Review

Business Risk Management Questionnaire (“BRMQ”) for SFC regulated firms Note: Cognitive GRC provides services mainly to regulated firms...

Sep 29, 2021

Summer, Summary 2021 -Part 2 Deeper Dive

Some highlights from enforcement and SFC updates for Quarter 2 (originally distributed in July) We typically issue newsletter updates at...

Sep 29, 2021

Summer, Summary 2021 - Part 1 Topics of Interest

These are just some of things we raised in our newsletter update earlier this summer and thought that some of our wider contacts might be...

Feb 11, 2021

Davos 2021 - Global Risk Report - Annual Risk Self Assessment Time

Risk based compliance programmes require engagement with stakeholders every so often to make sure that they are not completely off...

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